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Privacy Policy

This privacy policy applies to clients and potential clients of Thomas J. Herzfeld Advisors, Inc., Thomas J. Herzfeld & Co., Inc. and shareholders of  The Herzfeld Caribbean Basin Fund, Inc.

Protecting your privacy is important to us and our employees.  As a result, we have always made maintaining your privacy a priority of ours.  Due to recent regulatory changes, we are taking this opportunity to provide you with information on our policies regarding the collection, use, retention and security of nonpublic personal information.

Information We Collect

We collect nonpublic information about your from applications or other account forms you complete, from your transactions with us, our affiliates or others through transactions and conversations over the telephone.

Information We Disclose

We do not disclose information about you, or our former customers, to our affiliates or to service providers or other third parties except on the limited basis permitted by law.   For example, we may disclose nonpublic information about you to third parties to assist us in servicing your account with us and to send transaction confirmations, annual reports, prospectuses and tax forms to you.  We may also disclose nonpublic information about you to government entities in response to subpoenas.

Our Security Procedures

To ensure the highest level of confidentiality and security, we maintain physical, electronic and procedural safeguards that comply with federal standards to guard your personal information.  We also restrict access to your personal and account information to those employees who need to know that information to provide services to you.

effective 1/1/03
Thomas J. Herzfeld Advisors, Inc. maintains this web site as a convenience for its clients, the stockholders of The Herzfeld Caribbean Basin Fund, Inc. and other interested investors for information purposes only.  The information on this web site is not intended to address any individual's particular circumstances.   This web site should not be considered an offer to buy or sell securities.  While we have made every effort to provide current, accurate information, it may, however, contain errors, and we make no representation or warranty, express or implied, as to the timeliness, accuracy or completeness of any information when it is received.  Thomas J. Herzfeld Advisors, Inc. and its affiliates bear no responsibility for the content of any other web site that may be linked to this web site.
Thomas J. Herzfeld Advisors, Inc., PO Box 161465, Miami, FL   33116 | Phone: 305-271-1900 | Fax: 305-270-1040 |