Alice Tham

Head of Operations

Alice Tham, Head of Operations, joined the firm in 2012.  Alice handles daily trade processing, allocations and confirmations. She also assists with regular day-to-day due-diligence, client requests and reporting for both retail and institutional clients of the firm.   Prior to joining the firm, she worked in the Client Services Group of the Investment Accounts Division at Scottrade/TD Ameritrade.  Alice is fluent in Cantonese.

Florida International University, B.A. International Business and Finance


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