Firm Disclosures


Thomas J. Herzfeld Advisors, Inc. claims compliance with the Global Investment Performance Standards (GIPS®).  The Firm has been independently verified for the periods December 31, 1999 to March 31, 2017 by Ashland Partners, LLC, and from March 31, 2017 to March 31, 2020 by ACA Performance Services, LLC.  This website is intended to facilitate your discussion with Thomas J. Herzfeld Advisors, Inc. (“The Firm”) about the services available to our clients. The Firm is an independent registered investment adviser (RIA). 

Full verification report with statistics available upon request.  For a compliant presentation, the firm’s list of composite descriptions, and/or to see additional general disclosures for performance, please contact 305-271-1900 or   Past performance is not indicative of future results.  

Form ADV II available upon request.  The Firm does not provide tax or legal advice to its clients. 


Thomas J. Herzfeld Advisors, Inc. maintains this web site as a convenience for its clients, the stockholders of The Herzfeld Caribbean Basin Fund, Inc. and other interested investors for information purposes only.  The information on this web site is not intended to address any individual's particular circumstances.   This web site should not be considered an offer to buy or sell securities.  While we have made every effort to provide current, accurate information, it may, however, contain errors, and we make no representation or warranty, express or implied, as to the timeliness, accuracy or completeness of any information when it is received.  Thomas J. Herzfeld Advisors, Inc. and its affiliates bear no responsibility for the content of any other web site that may be linked to this web site.


Source: © 2020 Morningstar, Inc. All Rights Reserved. The information contained herein: (1) is proprietary to Morningstar and/or its content providers; (2) may not be copied or distributed; and (3) is not warranted to be accurate, complete or timely. Neither Morningstar nor its content providers are responsible for any damages or losses arising from any use of this information. Past performance is no guarantee of future results.  PSN, P&I and Morningstar content presented with permission. Contact us for more information on how the ratings are apportioned and for full disclosures regarding third party news and awards.

© 2020 Thomas J. Herzfeld Advisors, Inc. All Rights Reserved.